Accessing your FINRA Account and ADV filings

To access your FINRA account, follow these instructions. Use this font, color and size for text.

Go to FINRA log in at** https://www.finra.org/**
Select Log In and then select the FINRA Gateway Login
Log in with your username and password. You will be required to authenticate to with either the Duo app on your phone, a phone call or text message.
On the main dashboard, in the Links section, select Classic CRD to log in
On top menu, select IARD Main. That will take you to the main page where you can file & manage your ADV filings as an Exempt Reporting Adviser.

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