Accessing your FINRA Account and ADV filings
To access your FINRA account, follow these instructions. Use this font, color and size for text.
- Go to FINRA log in at https://www.finra.org/
- Select Log In and then select the FINRA Gateway Login
- Log in with your username and password. You will be required to authenticate to with either the Duo app on your phone, a phone call or text message.
- On the main dashboard, in the Links section, select Classic CRD to log in
- On top menu, select IARD Main. That will take you to the main page where you can file & manage your ADV filings as an Exempt Reporting Adviser.